By Appointment Only

 

 

Investment Advice

At Holm & Cawley Financial Group we understand that each client’s financial and retirement circumstances are inherently unique.  Because of this, Holm & Cawley offers a wide range of services to provide a basis to tailor a specific and comprehensive financial plan for each client.

No Commissions

At Holm & Cawley, we do not sell products that charge commission, have hidden fees, or encumber assets with surrender charges.  Instead, we work for you in a fully transparent environment where fees are fully disclosed.

We are fee based

What this means is that we are a fee based Advisor that works for YOU, the client.  You get the personalized attention and care that you deserve in creating a comprehensive financial plan that is right for you and your family. 

10,000 + Choices

Being a fee based advisor allows us to give you a wide range of investment choices from the universe of stocks, bonds, mutual funds, and ETF’s.

Fiduciary Standard

Your needs always come first!  We have always emphasized the utmost integrity in serving our clients. 

Independent

No big brokerage or insurance company can tell us where to invest your hard-earned wealth.  We are independent advisors, and we work for you!

 

 

Comprehensive Financial Planning

Financial Planning isn’t just investment management.  At Holm & Cawley we bring all essential factors together to create a successful financial plan.  We work closely with clients to fully assess their individual and family financial needs.

Creating a Comprehensive Plan includes:

  • Risk Management 
  • Asset Protection
  • Income Management
  • Insurance Planning
  • Debt Management
  • Tax Planning
  • Estate Planning
  • College Savings Plans

Further Review and Education

Once your plan is complete and we’re entirely on the “same page”, we’ll put it to work for you! Opening accounts and transferring assets, ensuring we stay on track – and in-touch – throughout the process.  After everything is completely set up, we go into an ongoing process of regularly scheduled review meetings to ensure we’re executing your plan with your best interests at heart!

 

 

401k/Retirement Plans

Holm & Cawley is a full service Registered Investment Advisory firm.  In addition to the many financial services we offer to our individual clientele, we also offer retirement plan services for employers including 401k plans, 403b plans, and other similar retirement plans.  With the amount of money that is in American retirement plans, and with the recent regulatory changes, it has never been more important to ensure that Plan Sponsors are fulfilling their fiduciary responsibility to the plan.  

10,000+ Funds/ETFs

A good portion of retirement plans are designed by Advisors or Firms using self-serving advice.  They are often tied to one specific Insurance company or packaged Brokerage Firm, which limits investment options.  Since Holm & Cawley is an independent advisor, we work with you to create a plan that has the solutions, tools, and investment options at the right price for your company and its employees.

Fee Analysis + Benchmarking

If you are unsure how your retirement plan stacks up against similar plans, we offer free Analysis and Benchmarking to ensure that your plan is on the right track.  Reviewing fees associated with your plan is an important tool to ensure that you are meeting the fiduciary responsibility to the participants in the plan.

Fund Selection

Fund selection is one of the most important parts of administering a retirement plan.  We will walk you through every step of the process to develop a fund lineup that is unique to your plan and the participants.

Easy Enrollment

We will walk you through every step of the enrollment process to ensure a smooth transition.  Simple Online enrollment is available through most of our platforms, but we also offer on-site enrollment and education meetings at request!

Monitoring

Once the plan is in place, we will regularly review the plan to make sure that the investment options, and the plan options fit the ongoing needs of the Company and its employees.

 

Contact UZONA Chamber of Commerce

Email Email admin@uzonachamber.org